5 401(k) Details That Can Kick You Out of Compliance

As an auditor, it’s my job to look at every aspect of a 401(k)…

Why Retirement Plans Need Record Retention Policies - Part 1 of 2

Here’s a scenario: Jane applies for Social Security benefits…

Protect yourself from a 'prohibited transaction'

Your due date for providing fee disclosures to plan participants…

More info on the service provider fee disclosure regulation

In light of plan sponsors’ need to disclose fees to plan participants…

Action required! Introducing new regulations for Covered Service Providers

David Ralston is a Dallas attorney specializing in Employee Benefit…

Do you know if your 401(k) plan is broken?

401(k) plans require much maintenance to meet fiduciary requirements.…

Make a resolution about plan fees

This year, when you make New Year’s resolutions, be sure to…

4 important lessons about communication

Once you make an amendment to your plan, how and when you communicate…

Was your extension request Form 5558 denied by the IRS?

In the first year’s confusion about the ERISA Filing Acceptance…