Posts

No rush! More time for 401(k) and 403(b) disclosures

Last year, plan sponsors had to provide annual investment disclosures…

'Heads Up' for Fiduciaries

BenefitsPro.com has an excellent article that will be helpful…

De-Risking Your Plan

De-Risking was on the agenda of the recent ERISA Advisory Council…

Why Retirement Plans Need Record Retention Policies - Part 1 of 2

Here’s a scenario: Jane applies for Social Security benefits…

Protect yourself from a 'prohibited transaction'

Your due date for providing fee disclosures to plan participants…

Good news from the DOL about fund disclosures

In response to push-back from the investment and plan fiduciary…

The un-cashed 401(k) check dilemma

Un-cashed checks create a problem for 401(k) plan sponsors. The…

The hidden benefit in fee disclosure

Fee disclosure day for retirement plans begins July 1, and must…

Get ready for July 1: fee disclosure day

Bloggers and financial planning professionals are talking about…

10 questions to ask before your audit

Your auditor’s engagement letter details the expectations of…