Posts

No rush! More time for 401(k) and 403(b) disclosures

Last year, plan sponsors had to provide annual investment disclosures…

'Heads Up' for Fiduciaries

BenefitsPro.com has an excellent article that will be helpful…

Q&A for Filing Form 5500

As you prepare to file Form 5500 by the July 31 deadline, here…

De-Risking Your Plan

De-Risking was on the agenda of the recent ERISA Advisory Council…

5 401(k) Details That Can Kick You Out of Compliance

As an auditor, it’s my job to look at every aspect of a 401(k)…

Why Retirement Plans Need Record Retention Policies - Part 1 of 2

Here’s a scenario: Jane applies for Social Security benefits…

4 Things to Know Before You Hire an EBP Auditor

If you have over 100 participants in your employee benefit plan,…

Protect yourself from a 'prohibited transaction'

Your due date for providing fee disclosures to plan participants…

Good news from the DOL about fund disclosures

In response to push-back from the investment and plan fiduciary…

More info on the service provider fee disclosure regulation

In light of plan sponsors’ need to disclose fees to plan participants…